TITLE I OF ERISA & FIDUCIARY GUIDANCE

Topics include ERISA Title 1 basics and advanced, new fiduciary rules and best practices, Form 5500 changes, plan governance, prohibited transactions, ERISA exams and DOL findings

May 8th, 2017 - 1:00PM2:15PM
This session will provide an overview of ERISA that addresses issues which plan auditors...
May 8th, 2017 - 2:25PM3:40PM
An overview of the DOL's final Conflict of Interest rule, relevant guidance and industry...
May 9th, 2017 - 9:45AM11:00AM
This session is the ultimate case study analysis.  We will provide you with an...
May 9th, 2017 - 1:25PM2:40PM
This session will be led by both an IRS and DOL exam agent/investigator discussing what...
May 9th, 2017 - 3:00PM4:15PM
May 10th, 2017 - 7:00AM7:50AM
Start your morning with DOL representatives, and bring those questions that have been...
May 10th, 2017 - 9:45AM11:00AM
The 2015 DOL Audit Quality Study highlighted the magnitude of audit quality issues...

Field of Study Legend

Accounting
Auditing
Behavioral Ethics
Business Management & Organization
Economics
Personal Development
Specialized Knowledge
Tax

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2