Introducing our new Fundamental Audit Track to create the foundation for audit quality.  Participants can choose to attend the full track or specific sessions to supplement existing knowledge. The objective of the Fundamentals Audit Track is to build a strong base of EBP audit knowledge, including:

  1. Understanding a plan document
  2. Planning and risk assessment
  3.  Understanding and auditing internal controls, investments and plan transactions
  4. Financial reporting

We will follow a case study throughout the sessions to provide real world examples of planning considerations and testing procedures.

May 8th, 2017 - 1:00PM2:15PM
This session will introduce the plan document provisions of the defined contribution case...
May 8th, 2017 - 2:25PM3:40PM
This session will be a continuation of a defined contribution case study and will focus...
May 8th, 2017 - 4:10PM5:25PM
This session will address how SOC 1 reports are used within an EBP Audit. ...
May 9th, 2017 - 9:45AM11:00AM
This session will address the auditor’s responsibility when performing a limited scope...
May 9th, 2017 - 11:10AM12:25PM
This session will focus on investments held by a defined contribution plan. ...
May 9th, 2017 - 1:25PM2:40PM
This session will focus on the eligibility and contribution process of a defined...
May 9th, 2017 - 3:00PM4:15PM
This session is Part II of the Auditing Contributions Session.  This session will...
May 10th, 2017 - 8:00AM9:15AM
This session will focus on the distribution process of a defined contribution plan. ...
May 10th, 2017 - 9:45AM11:00AM
This session will cover financial reporting for a defined contribution plan. This is a...

Field of Study Legend

Behavioral Ethics
Business Management & Organization
Personal Development
Specialized Knowledge

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2