The DOL's New Fiduciary Rules

Session Date: 
May 8th, 2017 - 2:25PM3:40PM

Track:

An overview of the DOL's final Conflict of Interest rule, relevant guidance and industry practices. U.S. Department of Labor (EBSA) Representative invited. 

Attendees will:

  • Understand what constitutes fiduciary advice under the rule
  • Ensure that proper steps are taken in meeting one of the prohibited transaction exemptions
  • Best practices and industry trends in compliance with the rule

Field of Study:

Session Type:

Skill Level:

Speaker(s) Speaker Details Session(s)
David Levine Principal, Groom Law Group, Washington, DC 12, 23

Field of Study Legend

Accounting
Auditing
Behavioral Ethics
Business Management & Organization
Economics
Personal Development
Specialized Knowledge
Tax

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2