Limited Scope Audits

Session Date: 
May 9th, 2017 - 9:45AM11:00AM


This session will address the auditor’s responsibility when performing a limited scope audit and how to identify an acceptable certification. It will also review disclosure requirements for limited scope audits. Facilitators recommend bringing your laptop to this session to fully participate in the case study.

Attendees will:

  • Identify and assess the risks associated with limited scope audits
  • Identify and assess the certification for compliance with the regulation
  • Identify audit procedures when the certification does not cover the assets
  • Understand the disclosure requirements for limited scope audits
  • Understand the format of the audit report for a limited scope audit
  • Best practices in audit documentation

Field of Study:

Session Type:

Skill Level:

Speaker(s) Speaker Details Session(s)
Michelle Brumfield CPA, Audit Director, McConnell & Jones LLP, Houston, TX 28, 72
Nadia Matthie CPA, Partner, KPMG LLP, New York, NY 28, 54

Field of Study Legend

Behavioral Ethics
Business Management & Organization
Personal Development
Specialized Knowledge

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2