ESOP Tax Rules and Audit Considerations

Session Date: 
May 9th, 2017 - 9:45AM11:00AM


This session will focus on internal control over finanical reporting in a defined contribution plan.

Attendees will:

  • Understand ESOP rules, pros and cons (costs and benefits)
  • Understand when an ESOP is beneficial for your client
  • Understand tax compliance issues important for ESOP sponsors
  • Review 409(p) and other common tax issues
  • Review auditing tax issues

Field of Study:

Session Type:

Skill Level:

Speaker(s) Speaker Details Session(s)
Anne Bushman CPA, MST, Tax Senior Manager, RSM US LLP, Washington, DC 29, 41
Rebecca Miller CPA, Senior Director, RSM US LLP, Minneapolis, MN 29

Field of Study Legend

Behavioral Ethics
Business Management & Organization
Personal Development
Specialized Knowledge

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2