Auditing changes in service providers

Session Date: 
May 9th, 2017 - 9:45AM11:00AM


This session will assist the auditor in addressing changes in service providers, including payroll, recordkeeper, trustee/custodian, actuary.

Attendees of this sessions will:

  • Identify and assess the risks and relevant assertions associated with changes in third-party service providers
  • Identify risk of what can go wrong when a plan changes service providers
  • Design audit procedures in response to assessed risks
  • Understand certification challenges related to changes in service providers

Field of Study:

Session Type:

Skill Level:

Speaker(s) Speaker Details Session(s)
Bertha Minnihan CPA, Partner, Moss Adams LLP, San Francisco, CA 31, 205
Jean Drouillard CPA, Senior Manager, Plante Moran PLLC, Clinton Township, MI 31

Field of Study Legend

Behavioral Ethics
Business Management & Organization
Personal Development
Specialized Knowledge

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2