Walk Through an ERISA Exam - Including 502(l)

Session Date: 
May 9th, 2017 - 1:25PM2:40PM


This session will be led by both an IRS and DOL exam agent/investigator discussing what each agency looks for and how they conduct their investigations. Participants will gain an understanding of IRS and DOL findings, in order to help clients address issues before they are selected for an audit. U.S. Department of Labor (EBSA) Representative invited. 

Attendees will:

  • Learn about the general focus of investigations
  • What to give the IRS/DOL (sample request lists)
  • What to do if you don't have anything
  • When should legal counsel be involved

Field of Study:

Session Type:

Skill Level:

Speaker(s) Speaker Details Session(s)
Martha Hutzelman Attorney, Law Office of Martha L Hutzelman, New Albany, OH 7, 43
Jennifer Del Nero Associate Regional Director, Employee Benefits Security Administration, Atlanta, GA 59B, 24, 30, 43, 203

Field of Study Legend

Behavioral Ethics
Business Management & Organization
Personal Development
Specialized Knowledge

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2