Best Practices for Internal Controls and Processes

Session Date: 
May 9th, 2017 - 1:25PM2:40PM


This session will focus on internal controls associated with day to day internal plan administration activities including payroll, information collection, governance, compliance, documentation requirements, and electronic communications.

Participants of this session will:

  • Understand preventative and detective controls and how they differ from transactional processes
  • Discuss best practices in internal control to help plan sponsors with their plan compliance

Field of Study:

Session Type:

Skill Level:

Speaker(s) Speaker Details Session(s)
Monique Elliott CPA, Partner, Elliott Group CPAs, Charlotte, NC 13, 46
Carol Zurcher CPA, PFS, CGMA, PFP, Partner, Thomas, Zurcher & White, P.A., Winter Park, FL 39, 46

Field of Study Legend

Behavioral Ethics
Business Management & Organization
Personal Development
Specialized Knowledge

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2