Reading a plan document: What auditors should consider

Session Date: 
May 8th, 2017 - 1:00PM2:15PM


This session will introduce the plan document provisions of the defined contribution case study. Facilitators recommend bringing your laptop to this session to fully participate in the case study.

Attendees will:

  • Understand the different types of plan document designs being used by plan sponsor and highlight the IRS determination letter program.
  • Identify key plan provisions in order to develop audit procedures
  • Understand differences in plan design
  • Become familiar with plan amendments
  • Learn about the AICPA Plan Document Tool​

Field of Study:

Session Type:

Skill Level:

Speaker(s) Speaker Details Session(s)
Mark Blackburn Shareholder, LBMC, PC, Brentwood, TN 5, 69
Maggie Wise CPA, Senior Manager, Windham Brannon, Atlanta, GA 5, 13
Robert Lavenberg CPA, CGMA, J.D., LL.M., Partner, BDO USA, LLP, Philadelphia, PA 5, 15

Field of Study Legend

Behavioral Ethics
Business Management & Organization
Personal Development
Specialized Knowledge

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2