Findings from DOL reviews and large firm inspections

Session Date: 
May 10th, 2017 - 9:45AM11:00AM


The 2015 DOL Audit Quality Study highlighted the magnitude of audit quality issues impacting all plan auditors. Listen to DOL representatives discuss results of their recent audit quality reviews and CPA firm inspections.

This session will provide:

  • A deeper dive into their findings and root causes for the identified deficiencies
  • Examples of best practices identified during the reviews

U.S. Department of Labor(EBSA) Representatives invited. 

Field of Study:

Session Type:

Skill Level:

Speaker(s) Speaker Details Session(s)
Marcus Aron CPA, CGMA, Senior Auditor, U.S. Department of Labor, EBSA, Washington, DC 68, 101, 203

Field of Study Legend

Behavioral Ethics
Business Management & Organization
Personal Development
Specialized Knowledge

Skill Levels Legend

L1 - Level 1
L2 - Level 2
L* - Level 1 & Level 2