EBP1965. What does an IRS/DOL Exam Look Like?

Track: 
Plan Design & Tax Compliance
Field of Study: 
Auditing
Taxes
CPE Credit: 
1.5
Knowledge Level: 
Basic
Advanced Preparation: 
None

Wednesday, May 8, 2019
 
9:45AM-11:00AM

Pre and post exam and all in-between. Why does an auditor care about this?

Learning Objectives:

  • Identify what the IRS/DOL ask for and focus on during examinations.
  • Identify hot topics and common issues found on examinations.
  • Recognize the exposure to the plan, it’s participants and the plan sponsor when an IRS/DOL examination occurs.
  • Recall how the plan sponsor can prepare for and mitigate the risks of an IRS/DOL examination.


SESSION SPEAKER(S)

CPA, CGMA
Senior Vice President | Argent Financial Group
CPA, MBA
Vice President & Regional Compliance Practice Leader | Segal Company