Pre and post exam and all in-between. Why does an auditor care about this?
- Identify what the IRS/DOL ask for and focus on during examinations.
- Identify hot topics and common issues found on examinations.
- Recognize the exposure to the plan, it’s participants and the plan sponsor when an IRS/DOL examination occurs.
- Recall how the plan sponsor can prepare for and mitigate the risks of an IRS/DOL examination.